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REDFISH CAPITAL

CYPRESS, TX · CRD 323348 · IAPD ↗ · redfish-cap.com · 281-256-3100

$119.0MRegulatory AUM
4Advisory reps
4Employees
0Clients
26-50Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

95
September 2026 — REDFISH CAPITAL (CYPRESS, TX) is newly SEC-registered with $119.0M RAUM and 4 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.