← Tributary

PEBBLE FINANCE

LEXINGTON, MA · CRD 323301 · IAPD ↗ · pebble.finance · 203-249-0473

$38,670Regulatory AUM
0Advisory reps
2Employees
0Clients
n/aPlanning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
January 2025 — PEBBLE FINANCE (LEXINGTON, MA) left the SEC roster (was $38,670 RAUM, 0 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
42
February 2024 — PEBBLE FINANCE notice-filed in NY.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.