← Tributary

HICKS & ASSOCIATES WEALTH MANAGEMENT, LLC

CARY, NC · CRD 323171 · IAPD ↗ · 919-851-5512

$119.6MRegulatory AUM
2Advisory reps
4Employees
0Clients
1-10Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

67
April 2024 — HICKS & ASSOCIATES WEALTH MANAGEMENT, LLC reports 101-250 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.