THE FIRM INCORPORATED

· CRD 322431 · IAPD ↗ · 720-936-7300

$135.0MRegulatory AUM

1Advisory reps

1Employees

1Clients

0Planning clients

0Private funds

1States

0Disclosures

wealthSegment

ApprovedSEC status

Filing changes

May 2024 — THE FIRM INCORPORATED (location n/a) left the SEC roster (was $135.0M RAUM, 1 reps).

Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.

Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.