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HORIZON FINANCIAL

SEWARD, NE · CRD 321088 · IAPD ↗ · 402-643-4557

$0Regulatory AUM
5Advisory reps
5Employees
0Clients
n/aPlanning clients
0Private funds
1States
0Disclosures
wealthSegment
120-Day ApprovalSEC status

Filing changes

60
November 2024 — HORIZON FINANCIAL (SEWARD, NE) left the SEC roster — its 120-day provisional registration did not convert (was $0 RAUM, 5 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.