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ALLIANCE FINANCIAL

WYOMISSING, PA · CRD 319679 · IAPD ↗ · alliancefinancialofpa.com · 610-376-5981

$271.8MRegulatory AUM
5Advisory reps
6Employees
10Clients
0Planning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

68
April 2026 — ALLIANCE FINANCIAL now reports custody of client assets ($31.9M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
60
March 2024 — ALLIANCE FINANCIAL reported RAUM up 26% ($185.1M -> $232.3M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.