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ONESOURCE WEALTH MANAGEMENT

GRANITE BAY, CA · CRD 319078 · IAPD ↗ · wisemoneyguys.com · 9169673500

$149.8MRegulatory AUM
2Advisory reps
3Employees
0Clients
51-100Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
April 2026 — ONESOURCE WEALTH MANAGEMENT notice-filed in NV.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
April 2026 — ONESOURCE WEALTH MANAGEMENT added office(s): 2 -> 3 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
65
April 2026 — ONESOURCE WEALTH MANAGEMENT now reports custody of client assets ($1.6M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
40
March 2026 — ONESOURCE WEALTH MANAGEMENT filed an Item 4A succession naming ONESOURCE WEALTH MANAGEMENT (CRD 319078) — an entity change, not a deal.
Item 4A succession where the acquired firm is the same business (entity change, not a deal).
Integration & migration consultingCompliance
61
April 2025 — ONESOURCE WEALTH MANAGEMENT reports 51-100 financial-planning clients, up from 11-25.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
63
April 2025 — ONESOURCE WEALTH MANAGEMENT reported RAUM up 40% ($100.0M -> $140.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
95
May 2024 — ONESOURCE WEALTH MANAGEMENT (GRANITE BAY, CA) is newly SEC-registered with $100.0M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.