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COMPOUND GLOBAL ADVISORS, LLC

· CRD 318889 · IAPD ↗ · compoundglobaladvisors.com · (206) 432-2899

$1.19BRegulatory AUM
1Advisory reps
1Employees
0Clients
n/aPlanning clients
1Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

60
April 2026 — COMPOUND GLOBAL ADVISORS, LLC now reports 1 private fund(s) ($3.2M gross).
Firm reports private funds for the first time.
Fund administrationCompliance
70
April 2026 — COMPOUND GLOBAL ADVISORS, LLC crossed $1B in regulatory AUM ($813.0M -> $1.19B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
65
March 2025 — COMPOUND GLOBAL ADVISORS, LLC reported RAUM up 36% ($599.4M -> $813.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
March 2024 — COMPOUND GLOBAL ADVISORS, LLC crossed $500M in regulatory AUM ($395.0M -> $599.4M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.