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FIORI FINANCIAL GROUP

FORT LAUDERDALE, FL · CRD 318641 · IAPD ↗ · 954-763-2600

$567.4MRegulatory AUM
5Advisory reps
8Employees
0Clients
n/aPlanning clients
0Private funds
7States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

47
April 2026 — FIORI FINANCIAL GROUP notice-filed in CA, NE.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
April 2026 — FIORI FINANCIAL GROUP crossed $500M in regulatory AUM ($476.7M -> $567.4M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
68
June 2024 — FIORI FINANCIAL GROUP now reports custody of client assets.
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
49
February 2024 — FIORI FINANCIAL GROUP notice-filed in MD, NJ, TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.