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ARK WEALTH MANAGEMENT

AUSTIN, TX · CRD 317264 · IAPD ↗ · arkfinancial.com · 512-660-5703

$216.0MRegulatory AUM
2Advisory reps
2Employees
0Clients
0Planning clients
0Private funds
6States
1Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
April 2026 — ARK WEALTH MANAGEMENT notice-filed in NC.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
April 2026 — ARK WEALTH MANAGEMENT's Item 11 disclosure-reporting entries rose by 1 (0 -> 1).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand
61
April 2025 — ARK WEALTH MANAGEMENT reported RAUM up 32% ($144.6M -> $191.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
44
October 2024 — ARK WEALTH MANAGEMENT notice-filed in CA, FL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.