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GOANNA CAPITAL MANAGEMENT LLC

· CRD 314952 · IAPD ↗ · goannacapital.com · 551-800-2775

$1.86BRegulatory AUM
7Advisory reps
19Employees
0Clients
n/aPlanning clients
57Private funds
1States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

40
April 2026 — GOANNA CAPITAL MANAGEMENT LLC added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
59
April 2026 — GOANNA CAPITAL MANAGEMENT LLC grew from 3 to 7 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
70
April 2026 — GOANNA CAPITAL MANAGEMENT LLC crossed $1B in regulatory AUM ($596.7M -> $2.22B).
Regulatory AUM crossed $1B. Large-adviser status changes what they need and can afford.
Portfolio / reporting / TAMPCustodianComplianceIntegration & migration consulting
55
April 2025 — GOANNA CAPITAL MANAGEMENT LLC crossed $500M in regulatory AUM ($370.4M -> $596.7M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
38
May 2024 — GOANNA CAPITAL MANAGEMENT LLC's Item 11 disclosure-reporting entries rose by 2 (0 -> 2).
Count of Item 11 disclosure-reporting entries increased (regulatory, civil, or criminal history of the firm or its affiliates/supervised persons).
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.