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STONEGATE INVESTMENT GROUP, LLC

BIRMINGHAM, AL · CRD 314889 · IAPD ↗ · stonegateig.com · (205) 963-0840

$5.67BRegulatory AUM
12Advisory reps
14Employees
2Clients
11-25Planning clients
3Private funds
16States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
January 2026 — STONEGATE INVESTMENT GROUP, LLC (BIRMINGHAM, AL) left the SEC roster (was $5.67B RAUM, 12 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation
55
April 2024 — STONEGATE INVESTMENT GROUP, LLC added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.