WEALTH STACK

AUSTIN, TX · CRD 313681 · IAPD ↗ · 737-444-9614

$0Regulatory AUM

1Advisory reps

2Employees

0Clients

n/aPlanning clients

0Private funds

1States

0Disclosures

wealthSegment

ApprovedSEC status

Filing changes

November 2024 — WEALTH STACK (AUSTIN, TX) left the SEC roster (was $0 RAUM, 1 reps).

Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.

Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.