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PRIVATE FINANCIAL MANAGEMENT LLC

· CRD 313167 · IAPD ↗ · privatefinancialmanagement.com · (925)254-3790

$158.7MRegulatory AUM
1Advisory reps
1Employees
0Clients
26-50Planning clients
2Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

70
July 2026 — PRIVATE FINANCIAL MANAGEMENT LLC now reports 2 private fund(s) ($1.9M gross).
Firm reports private funds for the first time.
Fund administrationCompliance
95
May 2024 — PRIVATE FINANCIAL MANAGEMENT LLC (location n/a) is newly SEC-registered with $105.5M RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.