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PARAGON PRIVATE WEALTH MANAGEMENT LLC

LEXINGTON, KY · CRD 312817 · IAPD ↗ · paragonmgmt.com · 859-300-3985

$457.9MRegulatory AUM
2Advisory reps
6Employees
0Clients
101-250Planning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
April 2026 — PARAGON PRIVATE WEALTH MANAGEMENT LLC notice-filed in CA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
61
April 2026 — PARAGON PRIVATE WEALTH MANAGEMENT LLC reports 101-250 financial-planning clients, up from 51-100.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
63
April 2026 — PARAGON PRIVATE WEALTH MANAGEMENT LLC reported RAUM up 29% ($354.9M -> $457.9M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
63
April 2025 — PARAGON PRIVATE WEALTH MANAGEMENT LLC reported RAUM up 25% ($283.0M -> $354.9M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
53
April 2024 — PARAGON PRIVATE WEALTH MANAGEMENT LLC added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
68
April 2024 — PARAGON PRIVATE WEALTH MANAGEMENT LLC reported RAUM up 53% ($184.8M -> $283.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.