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REGENCY CAPITAL MANAGEMENT INC.

HONOLULU, HI · CRD 312435 · IAPD ↗ · 808-451-3193

$364.1MRegulatory AUM
2Advisory reps
5Employees
0Clients
101-250Planning clients
1Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
April 2026 — REGENCY CAPITAL MANAGEMENT INC. notice-filed in LA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
61
April 2026 — REGENCY CAPITAL MANAGEMENT INC. reports 101-250 financial-planning clients, up from 51-100.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.