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NORTHCAPE WEALTH MANAGEMENT

WILLIAMSVILLE, NY · CRD 312350 · IAPD ↗ · northcapewm.com · (71) 632-6565

$706.1MRegulatory AUM
3Advisory reps
6Employees
10Clients
0Planning clients
0Private funds
19States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
September 2026 — NORTHCAPE WEALTH MANAGEMENT notice-filed in LA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
April 2024 — NORTHCAPE WEALTH MANAGEMENT crossed $500M in regulatory AUM ($492.8M -> $565.6M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.