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TARGET ROCK WEALTH MANAGEMENT, LLC

NEW YORK, NY · CRD 312279 · IAPD ↗ · 914-580-4530

$94.0MRegulatory AUM
4Advisory reps
4Employees
0Clients
51-100Planning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

50
April 2026 — TARGET ROCK WEALTH MANAGEMENT, LLC added office(s): 2 -> 4 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
65
April 2026 — TARGET ROCK WEALTH MANAGEMENT, LLC reported RAUM up 55% ($60.8M -> $94.0M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
65
April 2026 — TARGET ROCK WEALTH MANAGEMENT, LLC now reports custody of client assets ($8.6M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
42
July 2025 — TARGET ROCK WEALTH MANAGEMENT, LLC notice-filed in CT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
58
March 2025 — TARGET ROCK WEALTH MANAGEMENT, LLC reports 51-100 financial-planning clients, up from 26-50.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
62
March 2025 — TARGET ROCK WEALTH MANAGEMENT, LLC reported RAUM up 37% ($44.5M -> $60.8M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
95
May 2024 — TARGET ROCK WEALTH MANAGEMENT, LLC (NEW YORK, NY) is newly SEC-registered with $44.5M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.