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CERTEZA FUND ADVISORS LLC

PROVIDENCE, UT · CRD 310848 · IAPD ↗ · 435-760-0923

$20.2MRegulatory AUM
1Advisory reps
3Employees
0Clients
0Planning clients
0Private funds
1States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
November 2024 — CERTEZA FUND ADVISORS LLC (PROVIDENCE, UT) left the SEC roster (was $20.2M RAUM, 1 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.