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DALE Q. RICE INVESTMENT MANAGEMENT

· CRD 310614 · IAPD ↗ · 360-693-7577

$156.6MRegulatory AUM
1Advisory reps
4Employees
0Clients
n/aPlanning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
May 2026 — DALE Q. RICE INVESTMENT MANAGEMENT notice-filed in NV.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
May 2026 — DALE Q. RICE INVESTMENT MANAGEMENT added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
60
April 2025 — DALE Q. RICE INVESTMENT MANAGEMENT reported RAUM up 29% ($103.1M -> $132.6M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.