← Tributary

WINTERS FINANCIAL GROUP, INC.

WESTLAKE VILLAGE, CA · CRD 309549 · IAPD ↗ · wintersfg.com · 805-497-1717

$252.3MRegulatory AUM
2Advisory reps
3Employees
4Clients
101-250Planning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

67
March 2025 — WINTERS FINANCIAL GROUP, INC. reports 101-250 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
42
November 2024 — WINTERS FINANCIAL GROUP, INC. notice-filed in NV.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
November 2024 — WINTERS FINANCIAL GROUP, INC. added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.