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FORM PROSPERITY WEALTH ADVISORS, LLC

CHANDLER, AZ · CRD 307792 · IAPD ↗ · formprosperity.com · 480-382-3676

$119.0MRegulatory AUM
1Advisory reps
1Employees
0Clients
0Planning clients
0Private funds
5States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
May 2026 — FORM PROSPERITY WEALTH ADVISORS, LLC notice-filed in LA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
95
April 2026 — FORM PROSPERITY WEALTH ADVISORS, LLC (CHANDLER, AZ) is newly SEC-registered with $112.9M RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.