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FINDELL CAPITAL MANAGEMENT LLC

NEW YORK, NY · CRD 307394 · IAPD ↗ · fincap.us · (646) 907-5217

$375.8MRegulatory AUM
3Advisory reps
3Employees
0Clients
n/aPlanning clients
2Private funds
0States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

54
April 2026 — FINDELL CAPITAL MANAGEMENT LLC reported RAUM up 58% ($237.3M -> $375.8M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
80
May 2024 — FINDELL CAPITAL MANAGEMENT LLC (NEW YORK, NY) is newly SEC-registered with $191.0M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.