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ROCHESTER INVESTMENTS

ROCHESTER, NY · CRD 306782 · IAPD ↗ · rochesterinvestments.com · 585-568-6656

$69.5MRegulatory AUM
1Advisory reps
1Employees
0Clients
101-250Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
April 2025 — ROCHESTER INVESTMENTS reported RAUM up 29% ($45.7M -> $58.7M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
62
March 2024 — ROCHESTER INVESTMENTS reported RAUM up 36% ($33.5M -> $45.7M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.