← Tributary

DEW POINT CAPITAL

LOS ANGELES, CA · CRD 305010 · IAPD ↗ · dewpointcap.com · 410-258-2174

$513.2MRegulatory AUM
2Advisory reps
2Employees
0Clients
More than 500Planning clients
0Private funds
10States
2Disclosures
wealthSegment
ApprovedSEC status

Filing changes

53
April 2026 — DEW POINT CAPITAL notice-filed in FL, MD, NY, OR, PA, TN, VA, WA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
61
April 2026 — DEW POINT CAPITAL reports More than 500 financial-planning clients, up from 251-500.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
70
April 2026 — DEW POINT CAPITAL crossed $500M in regulatory AUM ($366.6M -> $513.2M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
73
April 2025 — DEW POINT CAPITAL reported RAUM up 127% ($161.5M -> $366.6M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
60
April 2024 — DEW POINT CAPITAL reported RAUM up 30% ($124.5M -> $161.5M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.