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HERCULES INVESTMENTS

LOS ANGELES, CA · CRD 304719 · IAPD ↗ · 800 729 0417

$33.2MRegulatory AUM
1Advisory reps
10Employees
0Clients
0Planning clients
0Private funds
0States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
November 2024 — HERCULES INVESTMENTS (LOS ANGELES, CA) left the SEC roster (was $33.2M RAUM, 1 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.