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RAND CAPITAL MANAGEMENT

BUFFALO, NY · CRD 304504 · IAPD ↗ · randcapital.com · 617-880-7494

$136.7MRegulatory AUM
6Advisory reps
10Employees
0Clients
n/aPlanning clients
2Private funds
2States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

35
April 2026 — RAND CAPITAL MANAGEMENT added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
27
January 2026 — RAND CAPITAL MANAGEMENT notice-filed in GA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
46
April 2024 — RAND CAPITAL MANAGEMENT reported RAUM up 30% ($121.1M -> $157.7M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.