← Tributary

WEALTHUP

SAN FRANCISCO, CA · CRD 304470 · IAPD ↗ · personaladviser.com · 415-861-9461

$1,496Regulatory AUM
1Advisory reps
6Employees
0Clients
n/aPlanning clients
0Private funds
0States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
November 2024 — WEALTHUP (SAN FRANCISCO, CA) left the SEC roster (was $1,496 RAUM, 1 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.