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KOWALSKI FINANCIAL INC.

MINNEAPOLIS, MN · CRD 300424 · IAPD ↗ · 952-297-8589

$202.0MRegulatory AUM
2Advisory reps
7Employees
0Clients
0Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
September 2026 — KOWALSKI FINANCIAL INC. (MINNEAPOLIS, MN) left the SEC roster (was $202.0M RAUM, 2 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.