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DOVE INVESTMENT RESEARCH AND MANAGEMENT, INC.

IRVINE, CA · CRD 300058 · IAPD ↗ · 949-276-5800

$107.4MRegulatory AUM
2Advisory reps
2Employees
0Clients
1-10Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

95
April 2026 — DOVE INVESTMENT RESEARCH AND MANAGEMENT, INC. (IRVINE, CA) is newly SEC-registered with $107.4M RAUM and 2 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.