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CWM ADVISORY, LLC

OCEAN PINES, MD · CRD 299923 · IAPD ↗ · (410) 208-1091

$101.0MRegulatory AUM
3Advisory reps
6Employees
5Clients
101-250Planning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

42
May 2026 — CWM ADVISORY, LLC notice-filed in FL.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
50
May 2026 — CWM ADVISORY, LLC added office(s): 0 -> 1 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
95
April 2026 — CWM ADVISORY, LLC (OCEAN PINES, MD) is newly SEC-registered with $101.0M RAUM and 3 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.