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ROSSJOHNSON & ASSOCIATES, LLC

PLYMOUTH, MN · CRD 297583 · IAPD ↗ · rossjohnsonweb.com · 763-560-2127

$211.6MRegulatory AUM
3Advisory reps
4Employees
25Clients
251-500Planning clients
0Private funds
8States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

50
April 2026 — ROSSJOHNSON & ASSOCIATES, LLC notice-filed in FL, MI, NE, NH, WI.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
58
April 2024 — ROSSJOHNSON & ASSOCIATES, LLC reports 251-500 financial-planning clients, up from 101-250.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.