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MIDDLEGROUND CAPITAL

LEXINGTON, KY · CRD 297235 · IAPD ↗ · 859-721-1466

$3.89BRegulatory AUM
38Advisory reps
111Employees
0Clients
n/aPlanning clients
24Private funds
2States
0Disclosures
fundSegment
ApprovedSEC status

Filing changes

40
April 2024 — MIDDLEGROUND CAPITAL added office(s): 1 -> 2 additional locations.
Count of additional offices increased.
Office IT & facilitiesCRMRecruiting & transitions
51
April 2024 — MIDDLEGROUND CAPITAL reported RAUM up 32% ($2.86B -> $3.76B).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.