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MAINSTREAM CAPITAL MANAGEMENT

LOS ANGELES, CA · CRD 297145 · IAPD ↗ · mainstreamcapital.com · 213-365-6773

$224.0MRegulatory AUM
2Advisory reps
4Employees
0Clients
101-250Planning clients
0Private funds
14States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

48
April 2026 — MAINSTREAM CAPITAL MANAGEMENT notice-filed in MD, ME, NV, VT.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
67
April 2026 — MAINSTREAM CAPITAL MANAGEMENT reports 101-250 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
58
March 2025 — MAINSTREAM CAPITAL MANAGEMENT reports 1-10 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.