← Tributary

GLOBAL FINANCIAL PRIVATE CLIENT

SARASOTA, FL · CRD 290006 · IAPD ↗ · 941-441-1624

$828.3MRegulatory AUM
5Advisory reps
6Employees
0Clients
11-25Planning clients
0Private funds
6States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

45
April 2026 — GLOBAL FINANCIAL PRIVATE CLIENT notice-filed in VA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
61
April 2025 — GLOBAL FINANCIAL PRIVATE CLIENT reports 11-25 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
63
April 2025 — GLOBAL FINANCIAL PRIVATE CLIENT reported RAUM up 29% ($515.7M -> $666.9M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
47
November 2024 — GLOBAL FINANCIAL PRIVATE CLIENT notice-filed in CA, LA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
70
April 2024 — GLOBAL FINANCIAL PRIVATE CLIENT crossed $500M in regulatory AUM ($419.2M -> $515.7M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.