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KLEINFELDER CAPITAL, INC.

CINCINNATI, OH · CRD 289345 · IAPD ↗ · kleinfeldercapital.com · (513) 808-9700

$376.6MRegulatory AUM
4Advisory reps
5Employees
0Clients
51-100Planning clients
0Private funds
11States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

61
March 2026 — KLEINFELDER CAPITAL, INC. reports 51-100 financial-planning clients, up from 26-50.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
63
March 2025 — KLEINFELDER CAPITAL, INC. reported RAUM up 25% ($244.8M -> $306.8M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.