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MAUND AND JONES INVESTMENTS LLC

CASTRIES, Saint Lucia · CRD 289327 · IAPD ↗ · 1 (302) 261-2821

$0Regulatory AUM
2Advisory reps
2Employees
0Clients
n/aPlanning clients
1Private funds
0States
0Disclosures
foreignSegment
ApprovedSEC status

Filing changes

30
November 2024 — MAUND AND JONES INVESTMENTS LLC (CASTRIES, Saint Lucia) left the SEC roster (was $0 RAUM, 2 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.