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PRISM ADVISORS, INC.

STUDIO CITY, CA · CRD 286474 · IAPD ↗ · prismadvisors.com · 818-760-3333

$515.1MRegulatory AUM
5Advisory reps
5Employees
0Clients
51-100Planning clients
0Private funds
11States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

70
April 2026 — PRISM ADVISORS, INC. crossed $500M in regulatory AUM ($462.0M -> $515.1M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
April 2024 — PRISM ADVISORS, INC. reports 51-100 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.