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HIGGINS & SCHMIDT WEALTH STRATEGIES LLC

DENVER, CO · CRD 286063 · IAPD ↗ · (720) 287-0918

$279.5MRegulatory AUM
3Advisory reps
6Employees
0Clients
101-250Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
April 2026 — HIGGINS & SCHMIDT WEALTH STRATEGIES LLC reported RAUM up 30% ($215.1M -> $279.5M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
42
January 2026 — HIGGINS & SCHMIDT WEALTH STRATEGIES LLC notice-filed in CA.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand
58
April 2025 — HIGGINS & SCHMIDT WEALTH STRATEGIES LLC reports 251-500 financial-planning clients, up from 101-250.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
60
April 2024 — HIGGINS & SCHMIDT WEALTH STRATEGIES LLC reported RAUM up 28% ($144.8M -> $184.8M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
70
April 2024 — HIGGINS & SCHMIDT WEALTH STRATEGIES LLC reports 101-250 financial-planning clients, up from 0.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.