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COMMONWEALTH RETIREMENT INVESTMENTS LLC

RICHMOND, VA · CRD 285998 · IAPD ↗ · 804-282-1238

$377.0MRegulatory AUM
5Advisory reps
12Employees
1Clients
251-500Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

61
April 2026 — COMMONWEALTH RETIREMENT INVESTMENTS LLC reports 251-500 financial-planning clients, up from 101-250.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software
68
April 2026 — COMMONWEALTH RETIREMENT INVESTMENTS LLC now reports custody of client assets ($33.7M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
63
April 2025 — COMMONWEALTH RETIREMENT INVESTMENTS LLC reported RAUM up 27% ($240.4M -> $306.2M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software
42
July 2024 — COMMONWEALTH RETIREMENT INVESTMENTS LLC notice-filed in TX.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.