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EFFECTIVE ASSETS

· CRD 285744 · IAPD ↗ · 510-549-2525

$165.1MRegulatory AUM
1Advisory reps
2Employees
2Clients
26-50Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

58
February 2024 — EFFECTIVE ASSETS reports 51-100 financial-planning clients, up from 26-50.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.