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SHUM FINANCIAL GROUP, INC.

ALAMEDA, CA · CRD 285426 · IAPD ↗ · shumfinancial.com · 510-748-7462

$322.0MRegulatory AUM
4Advisory reps
4Employees
0Clients
0Planning clients
0Private funds
4States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

70
March 2024 — SHUM FINANCIAL GROUP, INC. reports 251-500 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.