← Tributary

SPG ADVISORS LLC

KIRKLAND, WA · CRD 284496 · IAPD ↗ · 425-821-9442

$535.4MRegulatory AUM
8Advisory reps
9Employees
0Clients
More than 500Planning clients
0Private funds
8States
3Disclosures
wealthSegment
ApprovedSEC status

Filing changes

70
April 2026 — SPG ADVISORS LLC crossed $500M in regulatory AUM ($462.8M -> $535.4M).
Regulatory AUM crossed $500M.
Portfolio / reporting / TAMPCRMIntegration & migration consulting
70
April 2026 — SPG ADVISORS LLC grew from 6 to 8 advisory reps.
Advisory representative count grew materially (>=20% or >=5 reps).
CRMRecruiting & transitionsComplianceFinancial planning software
45
October 2024 — SPG ADVISORS LLC notice-filed in CO.
Notice-filed in new state(s): the firm is taking clients somewhere new.
ComplianceMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.