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O'BRIEN INVESTMENT MANAGEMENT, LLC

TORRANCE, CA · CRD 284057 · IAPD ↗ · obrienim.com · 310-363-2360

$254.3MRegulatory AUM
2Advisory reps
3Employees
0Clients
0Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

68
September 2026 — O'BRIEN INVESTMENT MANAGEMENT, LLC now reports custody of client assets ($132.0M).
Firm now reports custody of client assets — surprise exams and controls follow.
ComplianceCustodian
60
April 2024 — O'BRIEN INVESTMENT MANAGEMENT, LLC reported RAUM up 25% ($154.1M -> $192.7M).
Regulatory AUM up >=25% since last filing.
Portfolio / reporting / TAMPCRMFinancial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.