← Tributary

3D/L CAPITAL MANAGEMENT, LLC

HARTFORD, CT · CRD 283304 · IAPD ↗ · sterlinggroupat3d.com · 860-291-1998

$574.1MRegulatory AUM
10Advisory reps
14Employees
856Clients
0Planning clients
0Private funds
0States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

63
June 2024 — 3D/L CAPITAL MANAGEMENT, LLC (HARTFORD, CT) left the SEC roster (was $574.1M RAUM, 10 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.