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BROWN FINANCIAL MANAGEMENT GROUP, LLC

LATHAM, NY · CRD 282501 · IAPD ↗ · thomasjbrown.com · 518-464-9974

$56.8MRegulatory AUM
1Advisory reps
3Employees
0Clients
0Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
January 2026 — BROWN FINANCIAL MANAGEMENT GROUP, LLC (LATHAM, NY) left the SEC roster (was $56.8M RAUM, 1 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.