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BREAKWATER FINANCIAL, LLC

NEEDHAM, MA · CRD 282401 · IAPD ↗ · 617-849-8019

$127.9MRegulatory AUM
1Advisory reps
1Employees
2Clients
51-100Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

95
November 2024 — BREAKWATER FINANCIAL, LLC (NEEDHAM, MA) is newly SEC-registered with $106.5M RAUM and 1 advisory reps.
Firm appears on the SEC roster for the first time (new RIA or state-to-SEC transition).
CRMComplianceCustodianFinancial planning softwarePortfolio / reporting / TAMPMarketing & brand

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.