← Tributary

WEALTHSOURCE®

SAN LUIS OBISPO, CA · CRD 282202 · IAPD ↗ · 805-546-1000

$2.12BRegulatory AUM
42Advisory reps
50Employees
8Clients
101-250Planning clients
0Private funds
53States
5Disclosures
wealthSegment
ApprovedSEC status

Filing changes

65
November 2024 — WEALTHSOURCE® (SAN LUIS OBISPO, CA) left the SEC roster (was $2.12B RAUM, 42 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.