← Tributary

PEAK FINANCIAL SERVICES, INC.

NORTHBOROUGH, MA · CRD 282186 · IAPD ↗ · 508-351-9775

$150.5MRegulatory AUM
1Advisory reps
2Employees
0Clients
101-250Planning clients
0Private funds
3States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

60
November 2024 — PEAK FINANCIAL SERVICES, INC. (NORTHBOROUGH, MA) left the SEC roster (was $150.5M RAUM, 1 reps).
Firm dropped off the SEC roster: closed, merged, fell below $100M and moved to state registration, or a 120-day provisional registration lapsed.
Recruiting & transitionsM&A & valuation

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.