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PROSPERITY ROAD, LLC

SANTA ANA, CA · CRD 281894 · IAPD ↗ · prosperityroad.com · (714) 241-0212

$172.3MRegulatory AUM
2Advisory reps
3Employees
0Clients
11-25Planning clients
0Private funds
2States
0Disclosures
wealthSegment
ApprovedSEC status

Filing changes

58
April 2024 — PROSPERITY ROAD, LLC reports 11-25 financial-planning clients, up from 1-10.
Financial-planning client bucket (Item 5H) moved up, e.g. 11-25 -> 26-50.
Financial planning software

Data: SEC Form ADV monthly roster (public). Confirm on IAPD before acting.